At RSI we are experts in guiding you through SEC regulations and standards so your organization can implement best practices for protecting customer data.

RSI can help review your organization approach to:

  • Technology governance
  • System change management
  • Risk assessments
  • Technical controls
  • Incident response
  • Vendor management
  • Data loss prevention
  • Staff training

* Source: FINRA Website



Download our FINRA Services Data Sheet Here

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